Karen Winslow
Karen Winslow is a CFP-designated registered investment advisor at LPL Financial LLC, based in Portland, ME, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
14 Sewall Street, Portland, ME, 04102
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Regulatory History (1)
Customer Dispute
August 2014Other Business ActivitiesSells Insurance
Karen is involved with Wintergreen Financial Group, selling fixed life and annuities through a DBA, and manages office expenses, dedicating about a quarter of her time. She also owns a portion of Truemen Ledge LLC, a real estate rental company, and acts in fiduciary capacities for family members, spending minimal time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintergreen Financial Group, INC.Broker
Linsco/private Ledger CORP.Broker
First Investors CorporationBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.