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Howard Buck

Prime Capital Financial
40 Years of Experience
Wilmington, DE
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Howard Buck is a registered investment advisor at Prime Capital Financial, based in Wilmington, DE, with 40 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 23,965 clients with $39B in assets under management.

Prime Capital Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
264 advisors
Number of Clients
23,965 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$39.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard asset management fees typically range between 1.00% and 1.50% annually, with a maximum of 2.50% and a minimum of 0.25%. Fees are negotiable depending on the advisor, account complexity, and total assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Wilmington, DE

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
Customer Dispute
March 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Howard co-owns rental properties with his wife and is an insurance agent selling fixed insurance products, dedicating a few hours per week to each activity. He also serves on the board of directors for YMCA Jennersville PA and is a member of CHHSZ Holdings, LLC, which owns Prime Capital Investment Advisors, LLC, spending minimal time on this.

Employment History
Current Registrations
Prime Capital Financial
April 2022 - Present · 4 yrs 6 mos
Private Client Services, LLCBroker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
20/20 Capital Management, INC
June 2016 - December 2022 · 6 yrs 6 mos
Ameritas Investment CORP
September 2011 - December 2016 · 5 yrs 3 mos
Ameritas Investment Company, LLCBroker
October 2003 - February 2022 · 18 yrs 4 mos
The Advisors Group, INC.Broker
December 1991 - October 2003 · 11 yrs 10 mos
Green Hill Financial Service CorporationBroker
May 1988 - March 1992 · 3 yrs 10 mos
W. S. Griffith & CO., INC.Broker
June 1987 - May 1988 · 11 mos
Calvert Securities CorporationBroker
September 1986 - June 1987 · 9 mos
State Registrations24 states
ALAZCACTDCDEFLILINLAMAMDMIMNNCNJNYOHORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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