HB
HB

Howard Buck

39 Years of Experience
Overland Park, KS
2 DisclosuresBrokerSells Insurance

Howard Buck is a registered investment advisor at Prime Capital Financial, based in Overland Park, KS, with 39 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 19,012 clients with $30B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
254 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)

Prime Capital Financial offers asset management services where fees typically range from 1.00% to 1.50% annually, but can range from 0.25% to 2.50% of the assets in your account. Fees are negotiable based on factors like the advisor, client type, complexity, account composition, trading activity, potential deposits, client relationship, and total assets managed. Different advisors may charge different fees for the same services. Clients also pay transaction costs. Some clients may be charged performance-based fees. A minimum investment of $100,000 is required for the Opportunistic Growth Strategy.

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Location

6201 College Blvd., Suite #150, Overland Park, KS, 66211

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History

Regulatory History (2)
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Customer Dispute
April 2012
Denied
Customer Dispute
March 2003
Denied
Other Business ActivitiesSells Insurance

Howard co-owns rental properties with his wife and is an insurance agent selling fixed insurance products, dedicating a few hours per week to each activity. He also serves on the board of directors for YMCA Jennersville PA and is a member of CHHSZ Holdings, LLC, which owns Prime Capital Investment Advisors, LLC, spending minimal time on this.

Employment History
Current Registrations
Prime Capital Financial
April 2022 - Present · 4 yrs 1 mo
Private Client Services, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
20/20 Capital Management, INC
June 2016 - December 2022 · 6 yrs 6 mos
Ameritas Investment CORP
September 2011 - December 2016 · 5 yrs 3 mos
Ameritas Investment Company, LLCBroker
October 2003 - February 2022 · 18 yrs 4 mos
The Advisors Group, INC.Broker
December 1991 - October 2003 · 11 yrs 10 mos
Green Hill Financial Service CorporationBroker
May 1988 - March 1992 · 3 yrs 10 mos
W. S. Griffith & CO., INC.Broker
June 1987 - May 1988 · 11 mos
Calvert Securities CorporationBroker
September 1986 - June 1987 · 9 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Howard Buck - Financial Advisor | TrueAdvisor