Daniel Goggins is a registered investment advisor at LPL Financial LLC, based in Ludlow, MA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Ludlow, MA
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Other Business Activities
Daniel is an owner/partner in a rental real estate business operating from his residential address since 2009. This activity, which is not investment-related, takes about 10-20% of Daniel's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Chelsea Advisory Services, INC
Chelsea Financial ServicesBroker
Davinci Capital Management INC.
Davinci Capital Management, INC.Broker
The O.N. Equity Sales CompanyBroker
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Primevest Financial Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.