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John Miller

Wells Fargo Advisors
40 Years of Experience
Westport, CT
1 DisclosureBroker
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John Miller is a registered investment advisor at Wells Fargo Advisors, based in Westport, CT, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

450 Post Road E, Westport, CT, 06880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
May 2019 - Present · 7 yrs 5 mos
Wells Fargo Advisors
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Morgan Stanley
August 2009 - May 2019 · 9 yrs 9 mos
Morgan StanleyBroker
June 2009 - May 2019 · 9 yrs 11 mos
Citigroup Global Markets INC.Broker
May 2009 - July 2009 · 2 mos
Wells Fargo Advisors, LLC
March 2004 - June 2009 · 5 yrs 3 mos
Wells Fargo Advisors, LLCBroker
October 1999 - June 2009 · 9 yrs 8 mos
First Union Capital Markets CORP.Broker
July 1999 - October 1999 · 3 mos
A. G. Edwards & Sons, INC.Broker
December 1989 - July 1999 · 9 yrs 7 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
September 1986 - December 1989 · 3 yrs 3 mos
State Registrations20 states
CACTFLILINMAMDMEMIMNMSNCNJNYOHORPARISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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