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Stephan Ernharth

36 Years of Experience
Pittsburgh, PA
BrokerSells Insurance

Stephan Ernharth is a registered investment advisor at LPL Financial LLC, based in Pittsburgh, PA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

9729 Bellcrest Rd, Pittsburgh, PA, 15237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Stephan is the owner/sole proprietor of The Fast Bear Labrador Retrievers since 2013. He also operates Ernharth Group as a DBA for his LPL business, dedicating full-time hours to it, and works as an attorney, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
July 2005 - December 2017 · 12 yrs 5 mos
National Planning CorporationBroker
May 2005 - November 2017 · 12 yrs 6 mos
NFP Securities, INC.Broker
January 2000 - May 2005 · 5 yrs 4 mos
Vsr Financial Services, INC.Broker
January 1990 - January 2000 · 10 yrs
State Registrations11 states
FLIDKYMAMONCOHPASCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.