Richard Carolan is a registered investment advisor at Blue Fin Capital, INC., based in Providence, RI, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 683 clients with $760M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2M+ | 0.85% |
Fees are negotiable depending on individual client circumstances. Family member accounts living in the same household may be combined to reach lower fee tiers.
Fee Estimator
Location
10 Weybosset Street, Suite 302B, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is the treasurer of Triple C Equipment Corp since 1996, dedicating minimal time per week reviewing financial statements. He also sits on the board of directors for Gilbane Building Company since 2016, spending minimal time per week reviewing company functions.
Employment History
Current Registrations
Blue Fin Capital, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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