Richard Carolan is a registered investment advisor at Blue Fin Capital, INC., based in Providence, RI, with 29 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 418 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2M+ | 0.85% |
Existing clients are grandfathered in under their old fee schedule.
Fee Estimator
Location
10 Weybosset Street, Suite 302B, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is the treasurer of Triple C Equipment Corp since 1996, dedicating minimal time per week reviewing financial statements. He also sits on the board of directors for Gilbane Building Company since 2016, spending minimal time per week reviewing company functions.
Employment History
Current Registrations
Blue Fin Capital, INC.
State Registrations1 state
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