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Renee Roberts

Ameriprise Financial Services, LLC
39 Years of Experience
Farmington Hills, MI
5 DisclosuresBroker
View SEC Summary
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Renee Roberts is a registered investment advisor at Ameriprise Financial Services, LLC, based in Farmington Hills, MI, with 39 years of industry experience. Renee is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

31555 W 14 Mile Rd, Ste 300, Farmington Hills, MI, 48334-1288

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
February 2017
Final
Judgment / Lien
December 2016
Judgment / Lien
August 2015
Customer Dispute
January 2007
Settled
Customer Dispute
August 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Renee owns The Tax Lady, a tax preparation business, since 2012, dedicating about 10-20% of her time. She also serves as a board member for Roberts since 2021, spending a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2010 - Present · 16 yrs 4 mos
Ameriprise Financial Services, LLC
August 1989 - Present · 37 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 1989 - Present · 37 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
August 1989 - July 2006 · 16 yrs 11 mos
USA Financial Group, INC.Broker
January 1988 - August 1989 · 1 yr 7 mos
Financial Network Investment CorporationBroker
November 1986 - January 1988 · 1 yr 2 mos
State Registrations7 states
ALAZFLMIOHWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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