SM
CFP
SM
CFP

Scott Mcgovney

39 Years of Experience
Glen Ellyn, IL
Broker

Scott Mcgovney is a CFP-designated registered investment advisor at LPL Financial LLC, based in Glen Ellyn, IL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Glen Ellyn, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
January 2010 - Present · 16 yrs 4 mos
LPL Financial LLC
January 2010 - Present · 16 yrs 4 mos
LPL Financial LLCBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
LPL Financial CorporationBroker
February 2008 - November 2009 · 1 yr 9 mos
LPL Financial Corporation
February 2008 - November 2009 · 1 yr 9 mos
North Star Investment Services, INC.Broker
March 2005 - February 2008 · 2 yrs 11 mos
North Star Investment Management Corporation
March 2005 - February 2008 · 2 yrs 11 mos
Banc One Securities CorporationBroker
February 1999 - March 2005 · 6 yrs 1 mo
Banc One Securities Corporation
February 1999 - March 2005 · 6 yrs 1 mo
First Chicago Nbd Investment Services, INC.Broker
March 1992 - February 1999 · 6 yrs 11 mos
Gary-Wheaton Investment Services, INC.Broker
March 1989 - February 1992 · 2 yrs 11 mos
American Express Financial Advisors INC.Broker
August 1986 - March 1989 · 2 yrs 7 mos
State Registrations6 states
ALARAZFLILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Mcgovney - Financial Advisor | TrueAdvisor