Clifford Sorel
Clifford Sorel is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Salisbury, NC, with 39 years of industry experience. Clifford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
131 E Innes Street, Suite 307, Salisbury, NC, 28144
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
July 2018Customer Dispute
May 2012Other Business Activities
Clifford is a member of the Salisbury Rotary Club, a civic organization. He spends a few hours per week on this non-investment related activity.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.
Capital Investment Group, INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Banc of America Investment Services, INC.Broker
NationssecuritiesBroker
Dean Witter Reynolds INC.Broker
Thomas James Associates, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.