Richard Mercier
Richard Mercier is a ChFC-designated registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Richard operates Mercier Financial Group, Inc. as a DBA for his LPL business, dedicating full-time hours to this investment-related activity. Additionally, Richard sells non-variable insurance through Mercier Financial Group, Inc., spending about 10-20% of his time on this investment-related activity, and spends minimal time as a card collector.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC.Broker
Kms Financial Services, INC
LPL Financial Corporation
LPL Financial CorporationBroker
Mutual Service Corporation
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
Carillon Investments, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.