Betty Vargas
Betty Vargas is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
13750 San Pedro Ave, Ste 110, San Antonio, TX, 78232
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Betty is a partner at Financial Wellness Solutions, where she prepares tax returns and does tax planning, spending about 10-20% of her time. She also engages in non-variable insurance activities for a few hours per week and is a partner at Pontem LLC, a DBA for her LPL business and a business entity for tax/investment purposes, spending about 10-20% of her time on the former and a few hours per week on the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.