Thomas Raguse
Thomas Raguse is a registered investment advisor at Osaic Wealth, INC., based in Tustin, CA, with 39 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1422 Edinger Avenue, Ste 230, Tustin, CA, 92780
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a member of Granite Properties LLC, owns an insurance business, and is a shareholder of Liberty Capital Management. He also works as a consultant for Lewis & Lack, manages Granite Properties - TIC, and advises on fixed insurance products; insurance-related activities take up a significant portion of his time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Lcm Advisory Services, LLC
Liberty Capital Management, INC.
Financial Network Investment CorporationBroker
Guardian Investor Services CorporationBroker
MML Investors Services, INC.Broker
State Registrations6 states
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