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Thomas Shoup
39 Years of Experience
Atlanta, GA
2 DisclosuresBroker
Thomas Shoup is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3050 Peachtree Road, Nw, Suite 600, Atlanta, GA, 30305
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
May 2012Customer Dispute
February 2009Withdrawn
Other Business Activities
Thomas is a passive investor in Revo Squared since 2018. He dedicates minimal time to this personal investment activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2012 - Present · 14 yrs
Raymond James & Associates, INC.Broker
May 2012 - Present · 14 yrs
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
September 1986 - June 2009 · 22 yrs 9 mos
State Registrations31 states
ALARAZCACOCTDEFLGAIAIDILINKSKYMAMDMIMSMTNCNMNYOHORSCTNTXVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.