Paul Notermann
Paul Notermann is a registered investment advisor at Ameriprise Financial Services, LLC, based in Edina, MN, with 39 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
7601 France Ave S, Ste 300, Edina, MN, 55435-5999
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2019Customer Dispute
November 2017Customer Dispute
December 2001Customer Dispute
December 1996Other Business Activities
Paul is the Membership Chairperson on the Board of Directors for Notermann since 2017, dedicating minimal time. He is also involved with Financial Services Group of Prior Lake as a holding company for private placement activity since 2017, but spends no time on it.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ws Griffith Securities, INC.Broker
Mony Securities CORP.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.