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John Ingraham

Oppenheimer & CO. INC.
40 Years of Experience
Denver, CO
1 DisclosureBroker
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John Ingraham is a registered investment advisor at Oppenheimer & CO. INC., based in Denver, CO, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3200 Cherry Creek South Drive, Suite 310, Denver, CO, 80209

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 1990
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
February 2016 - Present · 10 yrs 8 mos
Oppenheimer & CO. INC.
February 2016 - Present · 10 yrs 8 mos
Oppenheimer & CO. INC.Broker
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
Wedbush Securities INC.
January 2007 - February 2016 · 9 yrs 1 mo
Wedbush Securities INC.Broker
December 2005 - February 2016 · 10 yrs 2 mos
Morgan Stanley
April 2002 - December 2005 · 3 yrs 8 mos
Morgan Stanley Dw INC.Broker
October 1999 - December 2005 · 6 yrs 2 mos
U.S. Bancorp Piper Jaffray INC.Broker
December 1992 - October 1999 · 6 yrs 10 mos
R a F Financial CorporationBroker
August 1989 - November 1992 · 3 yrs 3 mos
The Stuart-James Company, IncorporatedBroker
September 1986 - August 1989 · 2 yrs 11 mos
State Registrations23 states
AZCACODCFLGAIAIDKSKYMDMIMNMTNVNYOHOKORTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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