Gregory Raabe is a CFP, ChFC-designated registered investment advisor, based in Roswell, GA, with 37 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold.
Location
200 Mansell Court East, Suite 430, Roswell, GA, 30076
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is an insurance agent with Wellspring Associates, spending about half his time there. He also holds positions as a board member for Family Office Forums LLC, a member of JBSGBJ Holdings, LLC, a managing director at TWG Wellspring LLC, an investment advisor representative at Wellspring Planning Group LLC, and a registered representative at Hightower Securities, dedicating minimal time to each of these roles.
Employment History
Current Registrations
Hightower Securities, LLCBroker
Wellspring Planning Group LLC
Previous Registrations
The Leaders Group, INC.Broker
LPL Financial Corporation
LPL Financial LLCBroker
Wellspring Wealth Management LLC
Investlinc Wealth Services
Investlinc Securities, LLCBroker
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
American General Securities IncorporatedBroker
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
Lifestyle Investment Services, IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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