Marty Sasson is a registered investment advisor, based in Oxnard, CA, with 39 years of industry experience.
Location
Oxnard, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marty is a direct owner of Sasson Financial Group, an insurance business, since 1983. He also owns real estate since 2007, dedicating a few hours per week to it.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
February 2011 - September 2022 · 11 yrs 7 mos
First Allied Securities, INC.
February 2011 - July 2012 · 1 yr 5 mos
Qa3 Financial LLC
August 2010 - February 2011 · 6 mos
Qa3 Financial CORP.Broker
August 2010 - February 2011 · 6 mos
Nationwide Securities, LLC
August 2008 - August 2010 · 2 yrs
Nationwide Securities, LLCBroker
August 2008 - August 2010 · 2 yrs
1717 Capital Management Company
May 1999 - August 2008 · 9 yrs 3 mos
1717 Capital Management CompanyBroker
September 1986 - August 2008 · 21 yrs 11 mos
State Registrations7 states
AZCACOGANETNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.