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Anthony Mancini
15 Years of Experience
Palm Springs, CA
1 DisclosureMay Earn Commission
Anthony Mancini is a registered investment advisor at Anthony J. Mancini, I.A., based in Palm Springs, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 10 clients with $6M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
10 clients
Average Client Portfolio
$600K average
Assets Under Management
$6.0M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees may be negotiated.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
Palm Springs, CA
Get directionsHistory
Regulatory History (1)
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Regulatory
September 2000Final
Employment History
Current Registrations
Anthony J. Mancini, I.A.
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Stuart Securities CORP.Broker
January 2005 - December 2005 · 11 mos
American General Securities IncorporatedBroker
October 1997 - December 1999 · 2 yrs 2 mos
Uslife Equity Sales CORP.Broker
April 1997 - October 1997 · 6 mos
United California Securities, INC.Broker
April 1996 - April 1997 · 1 yr
Spectrum Securities, INC.Broker
February 1995 - April 1996 · 1 yr 2 mos
Securities America, INC.Broker
January 1994 - December 1994 · 11 mos
Financial West GroupBroker
April 1991 - January 1994 · 2 yrs 9 mos
Financial West Investment GroupBroker
January 1991 - April 1991 · 3 mos
Prudential-Bache Securities INC.Broker
September 1986 - December 1989 · 3 yrs 3 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.