SW
SW

Steven White

31 Years of Experience
Rome, GA
1 DisclosureBroker

Steven White is a registered investment advisor, based in Rome, GA, with 31 years of industry experience.

Location

2400 Garden Lakes Blvd Suite 100, Rome, GA, 30165

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Denied
Other Business Activities

Steven is a member of White Wealth Management LLC, dedicating nearly full-time hours to this role. He also serves on the Endowment Investment Committee for Vestavia Hills Baptist Church, spending minimal time reviewing reports and approving dispersal requests.

Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
June 2012 - November 2020 · 8 yrs 5 mos
First Allied Securities, INC.Broker
May 2011 - September 2022 · 11 yrs 4 mos
First Allied Securities, INC.
May 2011 - July 2012 · 1 yr 2 mos
Investors Capital CORP.Broker
March 2007 - June 2011 · 4 yrs 3 mos
Investors Capital Advisory
March 2007 - June 2011 · 4 yrs 3 mos
Multi-Financial Securities Corporation
November 2003 - March 2007 · 3 yrs 4 mos
Multi-Financial Securities CorporationBroker
November 2003 - March 2007 · 3 yrs 4 mos
Sunamerica Securities, INC.Broker
May 2001 - November 2003 · 2 yrs 6 mos
Metlife Securities INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
Metropolitan Life Insurance CompanyBroker
July 1993 - March 1995 · 1 yr 8 mos
Sterne, Agee & Leach, INC.Broker
February 1992 - June 1993 · 1 yr 4 mos
Central Brokerage Services, INC.Broker
March 1988 - February 1992 · 3 yrs 11 mos
State Registrations10 states
ALCOFLGALAMSNCORSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.