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Brian Joseph Regan

39 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
177 clients
Average Client Portfolio
$358K average
Assets Under Management
$63.4M

Fee Structure

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Location

Pittsburgh, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian owns and manages a rental property, dedicating minimal time to it. He is also licensed to sell various insurance products, including life, accident, health, and annuities, spending about half his time on these activities.

Employment History
Current Registrations
Investment Research CORP
July 2010 - Present · 15 yrs 7 mos
World Capital Brokerage, INC.Broker
July 2008 - Present · 17 yrs 7 mos
Previous Registrations
World Capital Advisors, LLC
July 2008 - July 2010 · 2 yrs
1717 Capital Management Company
November 2007 - July 2008 · 8 mos
1717 Capital Management CompanyBroker
March 2003 - July 2008 · 5 yrs 4 mos
AXA Advisors, LLC
August 2002 - March 2003 · 7 mos
AXA Advisors, LLCBroker
September 1986 - March 2003 · 16 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1986 - January 2000 · 13 yrs 4 mos
State Registrations9 states
CTMAMDMNOHPASCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Joseph Regan - Financial Advisor | TrueAdvisor