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Brian Regan

Investment Research CORP
40 Years of Experience
Pittsburgh, PA
BrokerSells Insurance
View SEC Summary
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Brian Regan is a registered investment advisor at Investment Research CORP, based in Pittsburgh, PA, with 40 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 166 clients with $76M in assets under management.

Investment Research CORP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
166 clients
Average Client Portfolio
$460K average
Assets Under Management
$76.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Clients can choose a $3,000 flat fee or a percentage-based fee of 0.5%, 1.0%, 1.5%, or another mutually agreed rate up to a maximum of 2.0% of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Pittsburgh, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian owns and manages a rental property, dedicating minimal time to it. He is also licensed to sell various insurance products, including life, accident, health, and annuities, spending about half his time on these activities.

Employment History
Current Registrations
Investment Research CORP
July 2010 - Present · 16 yrs 3 mos
World Capital Brokerage, INC.Broker
July 2008 - Present · 18 yrs 3 mos
Previous Registrations
World Capital Advisors, LLC
July 2008 - July 2010 · 2 yrs
1717 Capital Management Company
November 2007 - July 2008 · 8 mos
1717 Capital Management CompanyBroker
March 2003 - July 2008 · 5 yrs 4 mos
AXA Advisors, LLC
August 2002 - March 2003 · 7 mos
AXA Advisors, LLCBroker
September 1986 - March 2003 · 16 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
September 1986 - January 2000 · 13 yrs 4 mos
State Registrations9 states
CTMAMDMNOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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