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Carole Nero

38 Years of Experience
Long Beach, CA
Broker

Carole Nero is a registered investment advisor at Morgan Stanley, based in Long Beach, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3840 Kilroy Airport Way, Suite 400, Long Beach, CA, 90806

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carole is a landlord for a rental property in Long Beach, CA, since 2005. This activity is investment-related and Carole is the sole proprietor/owner/partner.

Employment History
Current Registrations
Morgan Stanley
January 2017 - Present · 9 yrs 6 mos
Morgan StanleyBroker
January 2017 - Present · 9 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1996 - January 2017 · 20 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1987 - January 2017 · 29 yrs 3 mos
State Registrations33 states
AKALAZCACOCTDEFLGAHIIDILMAMDMEMIMNMOMSMTNCNJNVNYOHOKORPATXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carole Nero - Financial Advisor | TrueAdvisor