RG
RG

Richard Goldenberg

39 Years of Experience
Irvine, CA
Broker

Richard Goldenberg is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1901 Main Street, Suite 700, Irvine, CA, 92614

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a grantor-trust owner of Redlands property since 2013 and co-owner of Gold Mountain Holdings, LLC since 2014. He also serves as a board member for Gold Mountain Holdings, dedicating minimal time to these activities outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
September 1986 - May 1988 · 1 yr 8 mos
State Registrations47 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.