JH
CFP · ChFC
JH
CFP · ChFC

Joseph Hoff

39 Years of Experience
Cleves, OH
1 DisclosureBrokerSells Insurance

Joseph Hoff is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Cleves, OH, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Cleves, OH

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002
Settled
Other Business ActivitiesSells Insurance

Joseph operates his LPL business through Hoff Bujnoch & Associates. He also receives insurance trails from Union Central Life/Ameritas Life Insurance Corp. and Lifetime Financial Growth Company of Ohio, LLC, dedicating minimal time to these activities.

Employment History
Current Registrations
LPL Financial LLC
May 2023 - Present · 3 yrs
LPL Financial LLC
May 2023 - Present · 3 yrs
LPL Financial LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Lincoln Financial Advisors Corporation
January 2000 - May 2023 · 23 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
September 1991 - May 2006 · 14 yrs 8 mos
Lincoln Financial Advisors CorporationBroker
September 1991 - May 2023 · 31 yrs 8 mos
Carillon Investments, INC.Broker
September 1986 - October 1991 · 5 yrs 1 mo
State Registrations2 states
KYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.