David Ward
David Ward is a CFA-designated registered investment advisor at Brookside Strategy and Consulting, based in Burbank, CA, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 7 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookside Strategy and Consulting charges an annual fee for managing your investments, not exceeding 1.25% of the value of your portfolio. The specific fee will be outlined in your advisory agreement. Fees are billed quarterly in advance, based on the value of your account on the last day of the previous quarter. Financial planning is offered as a separate service for an additional annual flat fee.
Location
Burbank, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
September 2024Other Business ActivitiesSells Insurance
David is a coordinator and instructor for the CFA Society of Los Angeles, a member of committees for the YMCA of the Foothills and the Boy Scouts of America. He also has an individual insurance agent policy with Pacific Life that was placed prior to his registration with his prior firm.
Employment History
Current Registrations
Brookside Strategy and Consulting
Previous Registrations
Sovran Advisors, LLC
Cetera Advisor Networks LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Salomon Smith Barney INC.Broker
American Funds Distributors, INC.Broker
Titan/value Equities Group, INC.Broker
Value Equities CorporationBroker
Consolidated Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.