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William Morrison
39 Years of Experience
Oakbrook Terrace, IL
3 DisclosuresBrokerSells Insurance
William Morrison is a registered investment advisor, based in Oakbrook Terrace, IL, with 39 years of industry experience.
Location
1 Tower Lane, Suite 2225, Oakbrook Terrace, IL, 60181
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Regulatory History (3)
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Customer Dispute
February 2025Pending
Customer Dispute
March 2003Denied
Regulatory
December 1989Final
Other Business ActivitiesSells Insurance
William is involved with the Antiochian Orthodox Christian Archdiocese and Holy Transfiguration Orthodox Church, dedicating minimal time to each. He is also the President of Bill Morrison Inc and a licensed insurance agent with B. Riley Wealth Insurance, and operates JBT Wealth Management as a DBA for his financial securities business.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
National Securities CorporationBroker
July 2015 - July 2022 · 7 yrs
Oppenheimer & CO. INC.Broker
September 2012 - August 2015 · 2 yrs 11 mos
Oppenheimer & CO. INC.
September 2012 - August 2015 · 2 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2007 - September 2012 · 5 yrs 5 mos
Stifel, Nicolaus & Company, Incorporated
April 2007 - September 2012 · 5 yrs 5 mos
Ryan Beck & CO.
September 2005 - April 2007 · 1 yr 7 mos
Ryan Beck & CO.Broker
April 2002 - April 2007 · 5 yrs
Gruntal & CO., L.L.C.Broker
April 1992 - May 2002 · 10 yrs 1 mo
Lehman Brothers INC.Broker
March 1989 - March 1992 · 3 yrs
Talley, Mcneil & Tormey, INC.Broker
May 1988 - March 1989 · 10 mos
Value Equities CorporationBroker
January 1987 - May 1988 · 1 yr 4 mos
Baraban Securities, INC.Broker
September 1986 - January 1987 · 4 mos
State Registrations18 states
CACOCTFLIDILINKYMINCNHNJPRRISCVTWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.