RD
RD

Richard Dixon

39 Years of Experience
Marion, OH
Broker

Richard Dixon is a registered investment advisor at Wells Fargo Advisors, based in Marion, OH, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

165 West Center Street, 3rd Fl, Marion, OH, 43302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard has several outside business activities, including 100% ownership of National Service Information, Inc. and 80% ownership of 3D Private Wealth Advisors, Inc. He also serves in various roles such as director, trustee, and treasurer for other organizations, dedicating minimal time to each.

Employment History
Current Registrations
Wells Fargo Advisors
March 2020 - Present · 6 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - March 2020 · 16 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - March 2020 · 16 yrs 8 mos
Prudential Securities Incorporated
March 1999 - July 2003 · 4 yrs 4 mos
Prudential Securities IncorporatedBroker
September 1986 - July 2003 · 16 yrs 10 mos
State Registrations20 states
CAFLGAILINKYMIMTNCNYOHOKORPARISCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Dixon - Financial Advisor | TrueAdvisor