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Richard Mooney

Amb Wealth, LLC
39 Years of Experience
Thomasville, GA
1 DisclosureBroker
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Richard Mooney is a registered investment advisor at Amb Wealth, LLC, based in Thomasville, GA, with 39 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 920 clients with $1.1B in assets under management.

Amb Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
920 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $3.0M0.75%
$3M+0.50%

Firm also utilizes an alternative tiered schedule starting at 1.00% for the first $1 million. Maximum allowable rate is 2.50%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

135 South Madison Street, Thomasville, GA, 31792

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2001
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Other Business Activities

Richard owns/invests in Broad Street Condominiums since 2010, spending a few hours per week discussing progress. He is also a co-trustee for the Bill & Emily Searcy Charitable Trust since 2007, dedicating minimal time to this role, and is involved with several other trusts and organizations.

Employment History
Current Registrations
Amb Wealth, LLC
February 2018 - Present · 8 yrs 8 mos
Allen, Mooney & Barnes Brokerage Services, LLCBroker
March 2007 - Present · 19 yrs 7 mos
Previous Registrations
Allen, Mooney & Barnes Investment Advisors, LLC
October 2004 - December 2017 · 13 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 2001 - April 2007 · 6 yrs 3 mos
Shields & CompanyBroker
September 1989 - February 2001 · 11 yrs 5 mos
Integrated Resources Equity CorporationBroker
May 1989 - August 1989 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1986 - May 1989 · 2 yrs 8 mos
State Registrations10 states
ALCTFLGAILKYMDSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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