Richard Mooney is a registered investment advisor at Amb Wealth, LLC, based in Thomasville, GA, with 39 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 920 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AMB Wealth's investment management fees are negotiable and based on your individual needs and the services provided, but will not exceed 2.50% of assets managed. Some advisor representatives use tiered fee schedules:
Schedule 1:
- $25,000 - $500,000: 1.25% per year
- $500,001 - $1,000,000: 1.00% per year
- $1,000,001 - $2,000,000: 0.85% per year
- $2,000,001 - $3,000,000: 0.75% per year
- Greater than $3,000,000: 0.50% per year
Schedule 2:
- $25,000 - $1,000,000: 1.00% per year
- $1,000,001 - $2,000,000: 0.85% per year
- $2,000,001 - $3,000,000: 0.75% per year
- Greater than $3,000,000: 0.50% per year
AMB also charges an annual platform fee of $130 per advisory account, assessed quarterly.
Location
135 South Madison Street, Thomasville, GA, 31792
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2001Other Business Activities
Richard owns/invests in Broad Street Condominiums since 2010, spending a few hours per week discussing progress. He is also a co-trustee for the Bill & Emily Searcy Charitable Trust since 2007, dedicating minimal time to this role, and is involved with several other trusts and organizations.
Employment History
Current Registrations
Amb Wealth, LLC
Allen, Mooney & Barnes Brokerage Services, LLCBroker
Previous Registrations
Allen, Mooney & Barnes Investment Advisors, LLC
Raymond James Financial Services, INC.Broker
Shields & CompanyBroker
Integrated Resources Equity CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.