TrueAdvisor
TrueAdvisor
TP
TP

Thomas Pape

Wells Fargo Advisors
40 Years of Experience
Springfield, IL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Thomas Pape is a registered investment advisor at Wells Fargo Advisors, based in Springfield, IL, with 40 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

2451 W Monroe St, Suite 101 1st Fl, Springfield, IL, 62704

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
April 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Wells Fargo Advisors
October 2015 - April 2024 · 8 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
October 2015 - April 2024 · 8 yrs 6 mos
Benjamin F. Edwards & Company, Incorporated
May 2010 - November 2015 · 5 yrs 6 mos
Benjamin F. Edwards & Company, INC.Broker
February 2010 - November 2015 · 5 yrs 9 mos
Bfe Asset Management, LLC
February 2010 - May 2010 · 3 mos
Wells Fargo Advisors, LLC
January 2008 - February 2010 · 2 yrs 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - February 2010 · 2 yrs 1 mo
A. G. Edwards & Sons, INC.
December 2000 - January 2008 · 7 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
March 1993 - January 2008 · 14 yrs 10 mos
Banc One Securities CorporationBroker
March 1993 - March 1993 · 0 mos
A. G. Edwards & Sons, INC.Broker
September 1986 - March 1993 · 6 yrs 6 mos
State Registrations32 states
ALARAZCACODEFLGAIAILINKSKYMAMDMIMONCNENMNVNYOHOKPASCTNTXUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Springfield, IL →All financial advisors in Illinois →