Steven Lockshin is a registered investment advisor at Mariner Wealth, based in Los Angeles, CA, with 37 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Location
2121 Avenue of the Stars, #2400, Los Angeles, CA, 90067
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Regulatory History (2)
Regulatory
September 1993Regulatory
Other Business Activities
Steven is a majority owner of OpenAdvisor, LLC, a holding company for registered investment advisors, and is involved with several other ventures, including OpenAdvisor Technologies, Inc. and Clear Fiduciary Support Services, LLC. He also serves on the board of directors/advisory boards for Refill It, Inc., Velocity Merger Corp, Collab II LPAC, Kuhn Family PTC, LLC, Harlem Lacrosse, and Jordan Family PTC, LLC.
Employment History
Current Registrations
Mariner Wealth
Previous Registrations
Adviceperiod, LLC
Convergent Wealth Advisors, LLC
City National Securities, INC.Broker
Lydian Securities CompanyBroker
Lydian Wealth Management Company, LLC
MML Investors Services, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Legg Mason Masten INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.