Joseph Armstrong
Joseph Armstrong is a registered investment advisor at Gwn Securities INC., based in Houston, TX, with 38 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a notary public for Ensite Financial Services and also works as an insurance agent for the same company, selling life, health, accident, annuities, and Medicare products. Both activities require minimal time.
Employment History
Current Registrations
Gwn Securities INC.Broker
Gwn Securities INC.
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Uvest Financial Services Group, INC.Broker
Royal Alliance Associates, INC.Broker
Geneos Wealth Management, INC.Broker
Royal Alliance Associates, INC.Broker
Wma Securities, INC.Broker
Rushmore Securities CorporationBroker
David Huckin and Associates INC.Broker
Investors Brokerage Services, INC.Broker
T.L. Hill Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.