DG
DG

David Gamblin

39 Years of Experience
Merritt Island, FL
2 DisclosuresBroker

David Gamblin is a registered investment advisor, based in Merritt Island, FL, with 39 years of industry experience.

Location

Merritt Island, FL

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2003
Withdrawn
Customer Dispute
April 1998
Denied
Other Business Activities

David is an advisory representative of an RIA since January 2024. This activity takes nearly full-time, with 120 hours per month dedicated to trading.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Cambridge Investment Research Advisors, INC.
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - November 2023 · 14 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2023 · 14 yrs 5 mos
Citigroup Global Markets INC.
September 2004 - June 2009 · 4 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2004 - June 2009 · 4 yrs 9 mos
A. G. Edwards & Sons, INC.
July 1994 - September 2004 · 10 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
September 1986 - September 2004 · 18 yrs
State Registrations9 states
CAFLGAMEMSNCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Gamblin - Financial Advisor | TrueAdvisor