NM
NM

Nicholas Manchisi

37 Years of Experience
Garden City, NY
Broker

Nicholas Manchisi is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Garden City, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1325 Franklin Ave, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2020 - Present · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2020 - Present · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Hsbc Securities (USA) INC.
October 2013 - January 2020 · 6 yrs 3 mos
Hsbc Securities (USA) INC.Broker
October 2013 - January 2020 · 6 yrs 3 mos
E*trade Securities LLCBroker
January 2012 - October 2013 · 1 yr 9 mos
E*trade Capital Management, LLC
January 2012 - October 2013 · 1 yr 9 mos
Obsidian Financial Group, LLCBroker
September 2010 - December 2011 · 1 yr 3 mos
Essex National Securities, INC.
July 2010 - September 2010 · 2 mos
Essex National Securities, INC.
May 2010 - June 2010 · 1 mo
Essex National Securities, INC.Broker
May 2010 - September 2010 · 4 mos
Chase Investment Services CORP.
April 1999 - March 2010 · 10 yrs 11 mos
Chase Investment Services CORP.Broker
August 1996 - March 2010 · 13 yrs 7 mos
Bhcm INC.Broker
February 1995 - August 1996 · 1 yr 6 mos
Gna Securities, INC.Broker
August 1990 - February 1995 · 4 yrs 6 mos
Crossland Investor Services CORP.Broker
September 1989 - August 1990 · 11 mos
J. T. Moran & CO., INC.Broker
November 1987 - September 1988 · 10 mos
Blinder, Robinson & CO., INC.Broker
February 1987 - November 1987 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Manchisi - Financial Advisor | TrueAdvisor