Kevin Carswell
Kevin Carswell is a registered investment advisor at Advisor Resource Council, based in Tyler, TX, with 37 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 11,572 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Advisor Resource Council offers investment management services with fees based on a percentage of your portfolio. There are two fee schedules:
Wrap Fee Program:
- A flat 2.50% annual fee is charged on all assets under management.
Traditional Asset Management:
- A flat 2.25% annual fee is charged on all assets under management.
Fees are billed quarterly in advance. The firm also offers actively managed investment strategies, including AIQ Asset Allocation Models, AIQ SMA and UMA Strategies, and ARC Innovative Solutions, which are only available in the Wrap Fee Program.
Location
100 Independence Plaza, Suite 207, Tyler, TX, 75703
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin sells disability insurance, dedicating minimal time to it. He also provides investment advisory services through Advisor Resource Council, spending nearly full-time on this activity, and operates under the DBAs Azalea Wealth Partners and AZALEA WEALTH PARTNERS, also spending nearly full-time on these activities.
Employment History
Current Registrations
Advisor Resource Council
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Regions Investment Company, INC.Broker
Fiserv Investor Services, INC.Broker
First Commercial Investments, INC.Broker
Olde Discount CorporationBroker
Robert Thomas Securities, INCBroker
Allison, Rosenblum & Hannahs, INC.Broker
U.S. Associates, INC.Broker
Robert Thomas Securities, INCBroker
U.S. Associates, INC.Broker
Swink & Company, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.