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Norman Laporte
39 Years of Experience
St Michaels, MD
4 DisclosuresBroker
Norman Laporte is a registered investment advisor at Wells Fargo Advisors, based in St Michaels, MD, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
St Michaels, MD
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001Denied
Customer Dispute
March 2000Settled
Customer Dispute
March 2000Settled
Regulatory
August 1988Final
Other Business Activities
Norman is the President of the Chance Hope Farm Homeowners Association since June 2024, a non-investment related activity. He spends minimal time attending meetings and providing oversight.
Employment History
Current Registrations
Wells Fargo Advisors
December 2006 - Present · 19 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2006 - Present · 19 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - November 2006 · 13 yrs 4 mos
Lehman Brothers INC.Broker
September 1986 - July 1993 · 6 yrs 10 mos
State Registrations26 states
AZCACODEFLGAIDILINKSKYMAMDMEMINCNJNYOHPARISCTXVAVTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.