Mirtha Pujols is a registered investment advisor at Morgan Stanley, based in New York, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 7th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2016 - Present · 10 yrs 2 mos
Morgan StanleyBroker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
J.P. Morgan Securities INC.Broker
January 1997 - April 2010 · 13 yrs 3 mos
Everen Securities, INC.Broker
January 1991 - June 1996 · 5 yrs 5 mos
State Registrations41 states
ALAZCACOCTDCDEFLGAIAILINKYLAMAMDMEMIMNMSMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.