JB
JB

Jay Buxbaum

39 Years of Experience
Kirkland, WA
Broker

Jay Buxbaum is a registered investment advisor at Morgan Stanley, based in Kirkland, WA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4000 Carillon Point, Suite 600, Kirkland, WA, 98033

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jay is a committee member for the Temple De Hirsch Sinai Endowment Fund and an advisory board member for the Temple De Hirsch Sinai. He is also a member of JNS, LLC, a real estate company.

Employment History
Current Registrations
Morgan Stanley
September 2021 - Present · 4 yrs 10 mos
Morgan StanleyBroker
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1991 - September 2021 · 30 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1986 - September 2021 · 34 yrs 11 mos
State Registrations42 states
AKALAZCACOCTDCFLGAHIIDILINKSLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jay Buxbaum - Financial Advisor | TrueAdvisor