William Gloer
William Gloer is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in San Diego, CA, with 37 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
11988 El Camino Real, Suite 550, San Diego, CA, 92130
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2012Customer Dispute
March 2009Other Business Activities
William is a landlord providing rental services in Portland, Oregon, since 2018. This activity, which is not investment-related, requires about 10-20% of his time.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
Fidelity Brokerage Services LLCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.