Karen Miller is a registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
October 2002 - June 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
November 1996 - June 2009 · 12 yrs 7 mos
Everen Securities, INC.Broker
December 1995 - August 1996 · 8 mos
Lewis, De Rozario & CO. IncorporatedBroker
March 1993 - December 1995 · 2 yrs 9 mos
Hanifen, Imhoff Securities CORP.Broker
June 1989 - September 1989 · 3 mos
Integrated Resources Equity CorporationBroker
June 1988 - June 1989 · 1 yr
Boettcher & Company, INC.Broker
February 1988 - June 1988 · 4 mos
Brokerage Clearance Services INC.Broker
April 1987 - December 1987 · 8 mos
Boettcher & Company, INC.Broker
October 1986 - March 1987 · 5 mos
State Registrations49 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.