Kevin Mize is a CFP-designated registered investment advisor, based in Scotts Valley, CA, with 39 years of industry experience.
Location
5007 Scotts Valley Dr, Scotts Valley, CA, 95066
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Regulatory History (1)
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Customer Dispute
April 2009Denied
Other Business Activities
Kevin owns Earthrise Real Estate, LLC, which owns the building that will house his Raymond James branch. He anticipates spending a few hours per week on maintenance and lease contracts.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2024 - Present · 2 yrs 2 mos
Raymond James Financial Services Advisors, INC
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - May 2024 · 14 yrs 11 mos
Morgan Stanley
June 2009 - May 2024 · 14 yrs 11 mos
Citigroup Global Markets INC.
June 2001 - June 2009 · 8 yrs
Citigroup Global Markets INC.Broker
June 2001 - June 2009 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1999 - June 2001 · 2 yrs 4 mos
Fidelity Brokerage Services, INC.Broker
April 1989 - March 1999 · 9 yrs 11 mos
Waddell & Reed, INC.Broker
February 1987 - March 1989 · 2 yrs 1 mo
State Registrations35 states
AKAZCACODCGAHIIDILKYMAMDMIMNMOMTNCNENHNJNVNYOHOKORPASCSDTXUTVAWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.