TrueAdvisor
TrueAdvisor
BM
BM

Brian Mariano

MML Investors Services, LLC
22 Years of Experience
Atlanta, GA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Brian Mariano is a registered investment advisor at MML Investors Services, LLC, based in Atlanta, GA, with 22 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

7000 Peachtree Dunwoody Road, Bldg 12 Suite 200, Atlanta, GA, 30328

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2019
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLC
November 2014 - Present · 11 yrs 11 mos
MML Investors Services, LLC
October 2014 - Present · 12 yrs
MML Investors Services, LLCBroker
October 2014 - Present · 12 yrs
Previous Registrations
Cetera Advisors LLC
December 2010 - October 2014 · 3 yrs 10 mos
Cetera Advisors LLCBroker
October 2008 - October 2014 · 6 yrs
Capital Growth & Shelter,inc.Broker
February 1988 - February 1992 · 4 yrs
Thomas James Associates, INC.Broker
December 1986 - January 1988 · 1 yr 1 mo
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Atlanta, GA →All financial advisors in Georgia →