Diane Dubois
Diane Dubois is a registered investment advisor at Integrated Wealth Management, LLC, based in Portsmouth, NH, with 38 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 39 clients with $63M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.40% |
| $500K - $1.0M | 1.20% |
| $1M+ | 1.00% |
Fees are negotiable and may be lower based on the nature of the account and the origin of the client. Minimum annual fee is $5,600.
Fee Estimator
Location
155 Fleet Street, Portsmouth, NH, 03801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diane is a licensed insurance producer, operating under the name Diane DuBois Insurance. While primarily focused on risk analysis and mitigation for wealth management clients, she occasionally brokers insurance products and may receive commissions, dedicating minimal time to this activity.
Employment History
Current Registrations
Integrated Wealth Management, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Granite Bay Wealth Management, LLC
Sunset Financial Services, INC.Broker
Martel Dorow, INC.
Sun Investment Services CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.