TB
TB

Thomas Baughman

39 Years of Experience
Saline, MI
Broker

Thomas Baughman is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Saline, MI, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

123 North Ann Arbor Street, Saline, MI, 48176

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is an independent contractor and owner of Northwood Capital, a support company, and dedicates about 10-20% of his time to it. He is also involved with TDP properties as a real estate broker/agent, but spends minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2010 - Present · 15 yrs 8 mos
Raymond James Financial Services, INC.
September 2000 - Present · 25 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2000 - Present · 25 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - December 2009 · 11 mos
Raymond James Financial Services
November 2007 - January 2009 · 1 yr 2 mos
Edward JonesBroker
September 1986 - September 2000 · 14 yrs
State Registrations6 states
CACOFLMAMINY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.