Robert Mcnicholas
Robert Mcnicholas is a registered investment advisor at Cetera Investment Advisers LLC, based in Williamsville, NY, with 38 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8060 Wehrle Dr, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is the owner of McNicholas Capital Corp., providing financial services, which takes about a quarter of his time. He also works as an insurance agent selling life and fixed annuities, dedicating minimal time to this activity, and collects rent for McNicholas Capital Corp., also dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Saxony Securities, INC.Broker
Saxony Capital Management, LLC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Seco West LimitedBroker
State Registrations16 states
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