Neal Rouch
Neal Rouch is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Kokomo, IN, with 39 years of industry experience. Neal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
407 S Berkley Road, Kokomo, IN, 46901
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Regulatory History (1)
Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Neal is the President of Rouch Financial Services, where he sells insurance products including fixed annuities, life insurance, group employee benefits, and long-term care insurance, taking about half of his time. He also serves as a board member for First Baptist Church (minimal time) and President of Rouch Financial Services, Inc. (about 10-20% of his time) where he does tax preparation.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln National Pension Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.