JB
JB

John Browne

39 Years of Experience
Manhattan, KS
Broker

John Browne is a registered investment advisor at LPL Financial LLC, based in Manhattan, KS, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

103 South 4th St. Ste 219, Manhattan, KS, 66502

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John operates his LPL business through C. Browne Investment Services since 2018. He also spends minimal time on painting sales and managing a family farm he inherited.

Employment History
Current Registrations
LPL Financial LLC
December 2018 - Present · 7 yrs 5 mos
LPL Financial LLCBroker
December 2018 - Present · 7 yrs 5 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
February 1999 - December 2018 · 19 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 1986 - December 2018 · 32 yrs 1 mo
State Registrations20 states
AZCACOFLIDKSMAMDMOMTNCNENMNYOHORPATXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.