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Robert Johnson

Berthel Fisher & Company Financial Services, INC.
37 Years of Experience
Harrison, OH
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Robert Johnson is a registered investment advisor at Berthel Fisher & Company Financial Services, INC., based in Harrison, OH, with 37 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 3,352 clients with $910M in assets under management.

Berthel Fisher & Company Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
3,352 clients
Average Client Portfolio
$270K average
Assets Under Management
$906.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable fee across programs is 2.50% annually. Actual fees are negotiable and vary by advisor, account size, and platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1012 Harrison Ave, Suite 2, Harrison, OH, 45030

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Settled
Customer Dispute
July 2012
Closed-No Action
Customer Dispute
February 2010
Closed-No Action
Employment Separation After Allegations
September 1989
Criminal
January 1983
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert owns and manages the building where his office is located, and is also the President of RL Johnson Investments, selling life insurance. He is a registered representative and IAR with RL Johnson Investments LLC, and provides tax services, accounting, and bookkeeping for small businesses through RL Johnson Tax Services.

Employment History
Current Registrations
Berthel Fisher & Company Financial Services, INC.
April 2010 - Present · 16 yrs 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
March 2010 - Present · 16 yrs 7 mos
Previous Registrations
Questar Asset Management, INC.
January 2005 - April 2010 · 5 yrs 3 mos
Questar Capital Corporation
April 2001 - December 2005 · 4 yrs 8 mos
Questar Capital CorporationBroker
April 2001 - March 2010 · 8 yrs 11 mos
Sws Financial ServicesBroker
March 1993 - April 2001 · 8 yrs 1 mo
Mutual of Omaha Fund Management CompanyBroker
December 1991 - February 1993 · 1 yr 2 mos
Mutual of Omaha Fund Management CompanyBroker
October 1986 - October 1989 · 3 yrs
State Registrations8 states
COFLILINKYMINCOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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