Roy Gray
Roy Gray is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Swansea, IL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
3121 N Illinois St, Swansea, IL, 62226
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Regulatory History (2)
Customer Dispute
September 2005Customer Dispute
August 2005Other Business Activities
Roy is the owner of Mascoutah Land Trust, a rental real estate trust, and a committee member for the Memorial Hospital Golf Tournament, a charitable organization. He also has a passive storage facility called Store-Lock-N-Dock.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Edward JonesBroker
Pruco Securities CorporationBroker
Integrated Resources Equity CorporationBroker
Financial Planning Services - International, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.