Terri Dicius
Terri Dicius is a registered investment advisor at LPL Financial LLC, based in Indian Wells, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Indian Wells, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Terri has several business activities, including Foundation Services Group (DBA for LPL business), TriSummit Enterprises (lifestyle consulting), and TriSummit Investment Advisors (registered investment advisor and DBA for LPL business). Terri also works as a broker and co-owner for TriSummit Insurance, spending a few hours per week on this activity, and dedicates about half of her time to TriSummit Investment Advisors.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Trisummit Investment Advisors
Trisummit Investment Advisors
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.