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Duane Davis

Corda Investment Management, LLC
37 Years of Experience
Vero Beach, FL
View SEC Summary
View SEC Summary

Duane Davis is a registered investment advisor at Corda Investment Management, LLC, based in Vero Beach, FL, with 37 years of industry experience. Duane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,363 clients with $2B in assets under management.

Corda Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
30 advisors
Number of Clients
1,363 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.50%
$10M+0.25%

Fees are negotiable. Certain specialized sub-advised strategies incur separate additional fees ranging from 0.22% to 0.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Vero Beach, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Corda Investment Management, LLC
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Scottrade Investment Management
January 2017 - March 2018 · 1 yr 2 mos
Scottrade, INC.Broker
May 2012 - March 2018 · 5 yrs 10 mos
LPL Financial LLCBroker
January 2006 - December 2011 · 5 yrs 11 mos
LPL Financial LLC
January 2006 - December 2011 · 5 yrs 11 mos
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Chase Investment Services CORP.
July 2005 - January 2006 · 6 mos
Banc One Securities Corporation
November 2004 - July 2005 · 8 mos
Banc One Securities CorporationBroker
March 1993 - July 2005 · 12 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
April 1992 - November 1992 · 7 mos
Bear, Stearns & CO. INC.Broker
June 1990 - September 1991 · 1 yr 3 mos
Kidder, Peabody & CO. IncorporatedBroker
October 1986 - June 1990 · 3 yrs 8 mos
State Registrations2 states
FLTX
Advisor

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Exams
No exam information available for this advisor.
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