RB
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Ralph Barden

39 Years of Experience
Rome, GA
BrokerSells Insurance

Ralph Barden is a registered investment advisor at Park Avenue Securities LLC, based in Rome, GA, with 39 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

500 E 2nd Street, Rome, GA, 30161

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Ralph provides income tax consultation and preparation, teaches at a seminary, and is part owner of Southern Rover Company LLC. Ralph also handles brokerage, life, accident, health, disability, long-term care, and annuity accounts through Clocktower Wealth Management, and formed Peachtree Planning of North Georgia as a marketing company for insurance and investment business.

Employment History
Current Registrations
Park Avenue Securities LLC
January 2021 - Present · 5 yrs 4 mos
Park Avenue Securities LLCBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Hornor, Townsend & Kent, LLC
December 2014 - January 2021 · 6 yrs 1 mo
Hornor, Townsend & Kent, LLCBroker
October 2014 - January 2021 · 6 yrs 3 mos
Peachtree Planning Advisors, INC.
May 2003 - December 2010 · 7 yrs 7 mos
Park Avenue Securities LLC
February 2003 - October 2014 · 11 yrs 8 mos
Park Avenue Securities LLCBroker
May 1999 - October 2014 · 15 yrs 5 mos
Guardian Investor Services CorporationBroker
January 1989 - May 1999 · 10 yrs 4 mos
Berachah Securities CorporationBroker
October 1987 - December 1988 · 1 yr 2 mos
First American National Securities, INC.Broker
October 1986 - October 1987 · 1 yr
State Registrations23 states
ALAZCADEFLGAILKSKYLAMOMSNCNJNVNYOHOKPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.